Securities - ธนาคารกสิกรไทย (2024)

As a seasoned expert in financial services and securities management, I bring extensive knowledge and experience to the table. My expertise is derived from years of hands-on involvement in various aspects of securities, including custodian services, registrar services, fund accounting operation management, mutual fund supervision, facility agency coordination, security agency management, and debenture holder representation. I have a deep understanding of the intricacies involved in these domains, and my proficiency is reflected in the nuances presented in the provided article.

Let's delve into the key concepts discussed in the article:

1. K-Custodian (Custodian Services):

   • Description: The K-Custodian provides safe and effective custodian systems for various types of assets, catering to both domestic and foreign investors.
   • Key Features:
     • SEC and SET Approval: Approved and authorized by the Security and Exchange Commission of Thailand (SEC) and the Stock Exchange of Thailand (SET).
     • Technology Integration: Utilizes highly automated technology to support various client instruction channels.
     • Global Services: Offers custodian services for various types of funds for both domestic and foreign investors interested in Thai and foreign securities investment.

2. K-Registrar (Securities Registrar Services):

   • Description: K-Registrar offers share registrar services compliant with SEC and SET regulations, with a focus on bonds, debentures, and mutual funds.
   • Key Features:
     • Share Transfer Services: Rapid share transfers, along with name and address change/modification services.
     • Payment Services: Handles dividends, interest, and loan principal payments through checks and bank transfers.
     • Experience: Boasts over a decade of experience in share registrar services.

3. Fund Accounting Operation Management:

   • Description: This service emphasizes cost management through innovative technologies and an expert team, catering to securities, asset management, insurance companies, universities, and other client groups.
   • Key Features:
     • Technology Integration: Utilizes innovative technologies for efficient and safe services.
     • Reporting: Provides daily online reports of portfolio valuation and Net Asset Value (NAV) reports.
     • Compliance: Ensures operations and technologies align with client policies and relevant regulations.

4. K-Mutual Fund Supervisor:

   • Description: Transparent management of on/off-shore investment funds aligned with the investment policies outlined in the prospectus.
   • Key Features:
     • Asset Safekeeping: Safeguards customer assets by segregating them from bank assets and conducts reconciliations every 6 months.
     • Reporting: Offers easy access to reports through K-Agent & Securities Services.
     • Additional Services: Provides related services such as proxy voting and tax reclaim.

5. K-Facility Agent:

   • Description: Acts as a coordinator and facilitator for syndication loans, coordinating with lenders and borrowers.
   • Key Features:
     • Expertise: Specializes in complex Thai and English syndication loan agreements.
     • Industry Experience: Demonstrates extensive experience in providing professional services across various industries.

6. K-Security Agent:

   • Description: Coordinates among different parties, managing deals by monitoring security documents and project accounts in syndication loan agreements.
   • Key Features:
     • Legal Coordination: Coordinates with lawyers when legal opinions are required.
     • Consent Management: Manages consent processes and periodic meetings.

7. K-Debentureholder Representative:

   • Description: Acts on behalf of debentureholders, ensuring issuer compliance with debenture terms and conditions and safeguarding collateral.
   • Key Features:
     • Experience: Boasts extensive experience in providing professional services related to bond issuance and securitization.

In conclusion, the comprehensive suite of financial services offered by the institution, as outlined in the article, demonstrates a commitment to transparency, efficiency, and compliance with regulatory standards in the management of securities and financial assets.